Principal Analyst, Healthcare Compliance Resume Ariya Serrano Principal Analyst, Healthcare Compliance (609) 555-7318 ariya.serrano@example.com linkedin.com/example/ariyaserrano Princeton, NJ 08540 STRENGTHS Risk judgment Quarterly reviews connected monitoring findings with accountable owners. That practical rhythm helped teams act before issues became larger concerns. Data storytelling Excel dashboards turned scattered records into clear KPIs and trends. Leaders gained a faster view of risk, training, and follow up. Stakeholder guidance Commercial and scientific partners received plain language advice for difficult decisions. Questions became documented actions instead of stalled activity. Training leadership Role based sessions made regulatory expectations easier to apply. Recurring questions shaped clearer communications and stronger awareness. Issue resolution Reported concerns were organized, tested against policy, and escalated with context. Senior reviewers received concise facts for sound decisions. SKILLS Healthcare compliance Risk assessment Risk mitigation Compliance monitoring Data analytics Data integrity Dashboards GRC platforms Internal auditing Control testing Corrective action Healthcare regulation TPI due diligence Commercial contracting Critical thinking LANGUAGES English Native 40 Spanish Proficient 30 MY CAREER 10.8 Years Senior Healthcare Compliance Manager, Cardiovascular Devices at Cardinal Peak Medical Devices (3.2 Years) Healthcare Compliance Manager, Vascular Devices at Northstar Vascular Systems (3.2 Years) Senior Compliance Analyst, Medical Technology at Asteron Health Solutions (2.7 Years) Commercial Contracts Analyst, Healthcare Products at HarborPoint Life Sciences (1.6 Years) SUMMARY Principal level healthcare compliance professional with 11 years of business experience, including more than 7 years supporting MedTech and healthcare organizations. Advises commercial, scientific, medical, finance, legal, and operational stakeholders on AKS, False Claims Act, Stark Law, HIPAA, fraud and abuse, advertising and promotion , Third Party Intermediary due diligence, and cross border interactions . Leads risk assessments, recurring risk reviews, monitoring, control testing, corrective action, and internal audit support. Builds Excel and GRC dashboards with KPIs, graphs, flow charts, data accuracy checks, and executive reporting. Develops practical training and communications for fast growing businesses. Clear recommendations, sound judgment, and accountable follow through help connect compliance requirements with responsible commercial growth. EXPERIENCE Senior Healthcare Compliance Manager, Cardiovascular Devices Cardinal Peak Medical Devices July 2023 - Present Princeton, NJ Directs healthcare compliance support for a cardiovascular device portfolio, connecting commercial, medical, and operational decisions with regulatory requirements, risk controls, monitoring data, training, and corrective action. Advised cardiovascular stakeholders on regulated interactions, linking commercial decisions with responsible patient focused growth. Led quarterly risk reviews using control testing and business changes, assigning mitigation owners. Built Excel and GRC dashboards with KPIs , data checks, and executive reporting. Reviewed TPI due diligence and cross border engagements for fraud and abuse concerns. Designed role based training for sales, marketing, clinical, and support teams, tracking completion. Guided corrective action plans for monitoring exceptions, documenting evidence and closure criteria. Healthcare Compliance Manager, Vascular Devices Northstar Vascular Systems March 2020 - June 2023 Philadelphia, PA Managed compliance operations for U.S. commercialization of vascular devices, translating healthcare regulation into practical review pathways, risk assessments, monitoring routines, visual reporting , policy communications, and business guidance. Managed compliance operations for vascular commercialization, translating regulation into practical review pathways. Conducted annual risk assessments across commercial practices, professional interactions, and promotional activities. Built Excel monitoring routines for expenses, consulting, sponsorships, and training records. Prepared dashboards, graphs , and flow charts showing risks, training, reviews, and corrective action. Evaluated proposed activities and documented recommendations for contracting, finance , legal, and business partners. Refined manager toolkits during growth, improving escalation, documentation, and accountable decision making. Senior Compliance Analyst, Medical Technology Asteron Health Solutions June 2017 - February 2020 Baltimore, MD Performed healthcare compliance monitoring for a medical technology business, supporting transaction reviews, TPI due diligence, control testing, internal audit evidence, training, complaints investigation , and issue escalation. Performed compliance monitoring for medical technology activities against policy and fraud requirements. Analyzed transaction and contracting data for accuracy, completeness, and potential anomalies. Supported TPI due diligence through risk information, contracts, rationale, and approval reviews. Coordinated control testing and maintained evidence for internal audit inquiries. Drafted training materials covering healthcare professional interactions, documentation, and escalation procedures . Investigated reported concerns by organizing records and preparing issue summaries for senior reviewers. Commercial Contracts Analyst, Healthcare Products HarborPoint Life Sciences October 2015 - May 2017 Wilmington, DE Analyzed commercial contracts for a healthcare products organization, strengthening approval controls, contract data integrity , governance workflows, reporting visibility, policy research, and audit ready documentation. Analyzed healthcare product contracts, building experience with regulated controls and approvals. Maintained contract records and validation checks for finance, legal, and compliance reporting. Reviewed payment terms, service descriptions, and approval evidence before governance routing. Created Excel trackers and PowerPoint summaries for status, exceptions, and aging items. Researched policy questions and prepared structured findings for legal and compliance evaluation. Standardized intake information and documentation, supporting later audit review. PROJECTS Healthcare Compliance Monitoring Dashboard 2024 Built an integrated reporting model combining training, due diligence, monitoring, and issue data. Excel and GRC views gave leaders clearer KPIs, data quality checks, risk trends, and follow up priorities. Commercial Risk Review Framework 2022 Created recurring assessment workflows for commercial practices, professional interactions, third parties, and promotional activities. Visual tools helped stakeholders document decisions, escalate concerns, and track corrective actions. LEADERSHIP & AWARDS Program Lead, Healthcare Compliance Analytics Working Group, 2024 to Present Senior Mentor, Compliance Mentorship Program, 2022 to Present Certified in Healthcare Compliance recognition, 2021 EDUCATION Bachelor of Science in Business Administration University of Delaware GPA: 3.5 2015 Newark, DE Coursework: Healthcare compliance, business law, finance, data analysis CERTIFICATIONS Certified in Healthcare Compliance 2021 Healthcare Compliance Data Analytics Certificate 2024 TECHNICAL SKILLS Healthcare Regulations: AKS, False Claims Act, Stark Law, HIPAA Compliance Domains: Fraud and abuse, medical compliance, advertising and promotion Risk Management: Risk assessment, risk mitigation, risk reviews Monitoring and Testing: Compliance monitoring, control testing, internal auditing Data Analytics: Data analysis, data accuracy, data integrity Reporting Tools: Dashboards, KPIs, graphs Visual Documentation: Flow charts, PowerPoint, executive reporting Microsoft Office: Microsoft Excel, Microsoft Word, Microsoft PowerPoint Governance Systems: GRC platforms, compliance systems, governance controls Third Party Review: TPI due diligence, cross border interactions, third party risk Training Communications: Compliance training, policy communications, awareness tracking Contracting Controls: Commercial contracting, payment terms, approval workflows SKILLS Healthcare compliance Risk assessment Risk mitigation Compliance monitoring Data analytics Data integrity Dashboards GRC platforms Internal auditing Control testing Corrective action Healthcare regulation TPI due diligence Commercial contracting Critical thinking PROFESSIONAL AFFILIATIONS Healthcare Compliance Analytics Working Group, Program Lead Compliance Mentorship Program, Senior Mentor MedTech compliance professional community participant LANGUAGES English (Native) Spanish (Proficient) ADDITIONAL INFORMATION Work Status : Authorized to work in United States. No sponsorship required. ADDITIONAL INFORMATION Work Status : Authorized to work in United States. No sponsorship required. REFERENCES AVAILABLE ON REQUEST
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